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Prep for the Series 7 like a seasoned pro with this huge collection of practice questions and answer explanations
Heads up, prospective Series 7 takers! Word is out that this popular exam's latest update made it a lot tougher. But don't sweat it. With the newly revised second edition of Series 7: 1001 Practice Questions For Dummies you'll get all the practice you need to maximize your chances of acing the test your first time around.
This book shows you where your knowledge is strong and where you need work, letting you focus your efforts where they will make the most difference. Here's what's included:
* 1001 realistic and challenging practice questions with detailed answer explanations
* Coverage of every domain and competency tested on the exam
* New questions comprehensively aligned with the latest version of the Series 7 exam
A must-have study aid perfect for anyone ready to take their next step on the road to a new career in securities trading, Series 7: 1001 Practice Questions For Dummies will help you banish test anxiety, improve your odds on the exam, and give you all the tools you need to succeed.
List of contents
Introduction 1
Part 1: Practicing the Questions 3
Chapter 1: Underwriting Securities 5
Chapter 2: Equity Securities 15
Chapter 3: Corporate and U.S. Government Debt Securities 25
Chapter 4: Municipal Bonds 39
Chapter 5: Margin Accounts 59
Chapter 6: Packaged Securities 67
Chapter 7: Direct Participation Programs 79
Chapter 8: Options 85
Chapter 9: Portfolio and Securities Analysis 107
Chapter 10: Orders and Trades 119
Chapter 11: Taxes and Retirement Plans 129
Chapter 12: Rules and Regulations 141
Part 2: Checking Your Answers 161
Chapter 13: Answers and Explanations 163
Index 347
About the author
Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country's leading schools for training to the securities industry. Steven is the author of
Series 7 Exam For Dummies, SIE Exam For Dummies, and
SIE Exam: 1001 Practice Questions For Dummies.
