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Legal Accountability in EU Markets for Financial Instruments explores patterns of centralised rulemaking in the EU internal market. This book discusses the need to strengthen the rule of law in the EU financial market by evaluating legal mechanisms for accountability and exploring what the implications are for EU legal system going forward.
List of contents
- Introduction
- 1: Carl Fredrik Bergström: EU rulemaking in the internal market after the financial crisis
- 2: Adrienne Héritier: Governing finance in Europe: policy effects and political accountability
- Investment firms as agents of accountability
- 3: Merijn Chamon: The joint board of appeal as an accountability mechanism for the ESAs
- 4: Dominique Ritleng: Judicial protection against the European Securities and Markets Authority (ESMA)
- 5: Helene Andersson: Protecting investors at all costs? Due process Aspects on the Investigatory Powers Granted to competent authorities under MiFID II
- 6: Jane Reichel: Ensuring the principle of good administration in composite administrative procedures in EU financial markets law
- Investment firms as subjects of accountability
- 7: Pieter van Cleynenbreugel: Compliance requirements in EU investment services regulation: towards a more coherent accountability framework?
- 8: Malou Larsson Klevhill Annina H. Persson: Supervisory arbitrage: The case of Sweden
- 9: Britta Behrendt Jonsson: Not suitable to lead an investment firm: Fit and proper assessments as an instrument of accountability
- 10: Rebecca Söderström: Remuneration policies in investment firms incentives, regulation and accountability
- Investment firms in horizontal accountability
- 11: Federico Della Negra: The investment firms 'horizontal accountability' towards clients: Standards and institutional mechanism of control
- 12: Magnus Strand: Damages liability as a dual opportunity to promote accountability
- Investment firms and accountability: Conclusions
- 13: Magnus Strand, Carl Fredrik Bergström: Investment firms, accountability, and the effective rule of law
About the author
Carl Fredrik Bergström is Professor of European Law at Uppsala University. He has a background as researcher at the European University Institute in Florence, lecturer at Stockholm University and Head of Legal Research, later Director, at SIEPS, the Swedish Institute for European Policy Studies. His primary areas of expertise are EU constitutional law and rulemaking systems, comparative constitutional law and legal methods.
Magnus Strand is Associate Professor of European Law and Director of Research in law and business at the Department of Business Studies, Uppsala University. Work for this book was carried out as part-time professor at the Robert Schuman Centre for Advanced Studies at the European University Institute. His research is in EU law and civil law, and in the intersection of law and business studies.
Summary
Legal Accountability in EU Markets for Financial Instruments explores patterns of centralised rulemaking in the EU internal market. This book discusses the need to strengthen the rule of law in the EU financial market by evaluating legal mechanisms for accountability and exploring what the implications are for EU legal system going forward.
