Regulation of Financial Planning in Australia - Current Practice, Issues and Empirical Analysis

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.

List of contents

1. Introduction 2. International Trends in Financial Adviser Regulation 3. Legitimacy of Current Licensee-Adviser Licensing for Australian Financial Advisers 4. Research Paradigm, Methodology and SEM Design 5. Contextualising Current Licensing of Financial Advisers: Preliminary Analysis using Confirmatory Factor Analysis 6. Empirical Analysis of the Current AFSL-AR Licensing Regime and the Existing Licensee-Adviser Relationship 7. Conclusion

About the author

Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.

Summary

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.

Product details

• Authors: Angelique Nadia Sweetman McInnes, Angelique Nadia Sweetman (Central Univers Mcinnes
• Publisher: Taylor & Francis Ltd.
• Languages: English
• Product format: Paperback / Softback
• Released: 30.06.2021
• EAN: 9781032089805
• ISBN: 978-1-0-3208980-5
• No. of pages: 372
• Series: Banking, Money and International Finance
• Subjects: Social sciences, law, business > Business > Individual industrial sectors, branches; Business & Economics / Investments & Securities / General, Australia, BUSINESS & ECONOMICS / Accounting / General, BUSINESS & ECONOMICS / Economics / General, Banking, BUSINESS & ECONOMICS / Accounting / Financial, Financial Accounting, Investment & securities, Management accounting & bookkeeping, Investment and securities, Credit and credit institutions, Credit & Credit Institutions, Financial Reporting, Financial Statements, Management accounting, bookkeeping and auditing