Series 7 Exam 2022-2023 for Dummies With Online Practice Tests

The study tool you need for the Series 7 ExamYour gateway to the world of finance is the Series 7 Exam: pass it and you're in for a rewarding career as a stockbroker. You don't have to study for this important exam alone--Series 7 Exam For Dummies gives you all the tips, tricks, and practice you need to obtain your required certification.This book smartly balances three areas of study in one convenient package: the topics on the exam, how to prepare for test day and to take the exam, and practice tests. Find in this book:* How to sign up for the test, and tips to get through test day* Different study strategies* The basics of security investments, such as equity securities and municipal bonds* More advanced security topics, such as margin accounts and packaged securities* How to conduct market research, such as portfolio and securities analysis* Legal concerns: IRS, rules, and regulations* Chapter exams and online practice quizzesWith Series 7 Exam For Dummies as your study guide, you'll be ready to tackle the 125 exam questions. Whether it's a question about the underwriting process, investment companies, or income-tax implications, you'll find all the information to prepare in this resourceful book.Your stockbroker career is just one certification away--get your copy of Series 7 Exam For Dummies (with included online practice tests) to get started on your career you've worked hard for.

List of contents

Introduction 1Part 1: Gearing Up for the Series 7 Exam 5Chapter 1: Introducing the Series 7 Exam 7Chapter 2: Preparing for the Series 7 Exam 19Chapter 3: Examining and Mastering Question Types 31Chapter 4: Surviving Test Day 43Part 2: Mastering Basic Security Investments 47Chapter 5: Underwriting Securities 49Chapter 6: Corporate Ownership: Equity Securities 67Chapter 7: Debt Securities: Corporate and U.S. Government Loans 83Chapter 8: Municipal Bonds: Local Government Securities 109Part 3: Delving Deeper into Security Investments 141Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 143Chapter 10: Delivering Diversification with Packaged Securities 167Chapter 11: Working with Direct Participation Programs 193Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 205Part 4: Taking Care of Your Customers and Playing by the Rules 253Chapter 13: Portfolio and Securities Analysis 255Chapter 14: Going to Market: Orders and Trades 277Chapter 15: Making Sure the IRS Gets Its Share 297Chapter 16: No Fooling Around: Rules and Regulations 319Part 5: A Couple Practice Exams 355Chapter 17: Practice Exam 1 357Chapter 18: Answers and Explanations to Practice Exam 1 377Chapter 19: Practice Exam 2 397Chapter 20: Answers and Explanations to Practice Exam 2 417Part 6: The Part of Tens 435Chapter 21: Ten Series 7 Exam Traps to Avoid .437Chapter 22: Ten Ways to Start Your Career Off Right 441Appendix: Important Figures and Formulas 445Index 447

About the author

Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country's leading schools for securities industry training. Rice is the author of Securities Industry Essentials Exam For Dummies.

Summary

The study tool you need for the Series 7 Exam

Your gateway to the world of finance is the Series 7 Exam: pass it and you're in for a rewarding career as a stockbroker. You don't have to study for this important exam alone--Series 7 Exam For Dummies gives you all the tips, tricks, and practice you need to obtain your required certification.

This book smartly balances three areas of study in one convenient package: the topics on the exam, how to prepare for test day and to take the exam, and practice tests. Find in this book:
* How to sign up for the test, and tips to get through test day
* Different study strategies
* The basics of security investments, such as equity securities and municipal bonds
* More advanced security topics, such as margin accounts and packaged securities
* How to conduct market research, such as portfolio and securities analysis
* Legal concerns: IRS, rules, and regulations
* Chapter exams and online practice quizzes

With Series 7 Exam For Dummies as your study guide, you'll be ready to tackle the 125 exam questions. Whether it's a question about the underwriting process, investment companies, or income-tax implications, you'll find all the information to prepare in this resourceful book.

Your stockbroker career is just one certification away--get your copy of Series 7 Exam For Dummies (with included online practice tests) to get started on your career you've worked hard for.

Product details

• Authors: Sm Rice, Steven M Rice, Steven M. Rice, Steven M. (Empire Stockbroker Training Insti Rice, Rice Steven M.
• Publisher: Wiley, John and Sons Ltd
• Languages: English
• Product format: Paperback / Softback
• Released: 30.06.2021
• EAN: 9781119796831
• ISBN: 978-1-119-79683-1
• No. of pages: 480
• Subjects: Education and learning > Miscellaneous; Guides > Self-help, everyday life > Family; Humanities, art, music > Education; Prüfung, Prüfungsvorbereitung, test prep, Allg. Prüfungsvorbereitung