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List of contents
Introduction to the series - Geoffrey Yeo 1. Global financial markets - Victoria L. Lemieux, David Long and David Kemp PART 1: REGULATORY AND LEGAL COMPLIANCE 2. Conflicts of laws in multiple jurisdictions - Ed Sautter 3. Impact of the extrajurisdictional reach of the USA - Ed Sautter 4. Moves towards a common regulatory framework for financial services in the European Union - Jonathan Herbst and Simon Lovegrove 5. Data exchange and confidentiality: an Asia Pacific perspective - Julian Cunningham-Day and Marly Didizian 6. Information privacy in the USA - Regan Adams PART 2: BALANCING RISK AND RETURN 7. Managing records risks in global financial institutions - Victoria L. Lemieux and Ember D. Krumwied 8. The digital revolution and its impact - P. J. Di Giammarino 9. Mergers, acquisitions, divestitures and insolvencies - John Ramsey 10. Records management considerations in global strategic outsourcing - Victoria L. Lemieux PART 3: LITIGATION-RELATED ISSUES 11. Authenticity and evidential weight of digital evidence in legal proceedings - Stephen Mason 12. Discovery and records management - Christine Ardern PART 4: RECORD-KEEPING APPROACHES 13. Establishing a global policy framework for the management of records - Rod Stone 14 Embedding records management in the business - Judith Ellis 15 Corporate memory: the development and maintenance of an archival service - Tina Staples.
About the author
Geoffrey Yeo is an Honorary Senior Research Fellow in the Department of Information Studies at University College London. His previous work for Facet includes Managing Records: A handbook of principles and practice (with Elizabeth Shepherd, 2003), and Managing Records in Global Financial Markets (with Lynn Coleman, Victoria Lemieux and Rod Stone, 2011).
Summary
Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.
