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List of contents
Introduction to the series - Geoffrey Yeo 1. Global financial markets - Victoria L. Lemieux, David Long and David Kemp PART 1: REGULATORY AND LEGAL COMPLIANCE 2. Conflicts of laws in multiple jurisdictions - Ed Sautter 3. Impact of the extrajurisdictional reach of the USA - Ed Sautter 4. Moves towards a common regulatory framework for financial services in the European Union - Jonathan Herbst and Simon Lovegrove 5. Data exchange and confidentiality: an Asia Pacific perspective - Julian Cunningham-Day and Marly Didizian 6. Information privacy in the USA - Regan Adams PART 2: BALANCING RISK AND RETURN 7. Managing records risks in global financial institutions - Victoria L. Lemieux and Ember D. Krumwied 8. The digital revolution and its impact - P. J. Di Giammarino 9. Mergers, acquisitions, divestitures and insolvencies - John Ramsey 10. Records management considerations in global strategic outsourcing - Victoria L. Lemieux PART 3: LITIGATION-RELATED ISSUES 11. Authenticity and evidential weight of digital evidence in legal proceedings - Stephen Mason 12. Discovery and records management - Christine Ardern PART 4: RECORD-KEEPING APPROACHES 13. Establishing a global policy framework for the management of records - Rod Stone 14 Embedding records management in the business - Judith Ellis 15 Corporate memory: the development and maintenance of an archival service - Tina Staples.
Summary
Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.
