Financial Services: Authorisation, Supervision and Enforcement - A Litigator''s Guide

Informationen zum Autor Jonathan is a practising barrister in a leading set of London chambers specialising in Chancery and Commercial litigation including financial services and market regulation. Klappentext This new book presents a detailed and in-depth study of the enforcement regime administered by the Financial Services Authority. An invaluable guide for litigators advising those affected by the regime! as well for those who hold a position of responsibility within investment firms who need to understand the purpose! of the detailed and complex regulatory requirements to which firms are subject. It also assist those setting out to obtain authorised status as investment firms by providing a guide to the processes. Zusammenfassung Provides litigators and compliance advisers with an understanding of the powers available to the Financial Services Authority in the context of the regulatory regime established under the Financial Services and Markets Act 2000. This work also sets out the processes for authorisation and examines the meaning of 'regulated activity'.

Summary

Provides litigators and compliance advisers with an understanding of the powers available to the Financial Services Authority in the context of the regulatory regime established under the Financial Services and Markets Act 2000. This work also sets out the processes for authorisation and examines the meaning of 'regulated activity'.

Product details

• Authors: Russen, Jonathan Russen, Jonathan (Barrister At Maitland Chambers Russen, Russen Jonathan
• Publisher: Oxford University Press
• Languages: English
• Product format: Hardback
• Released: 25.05.2006
• EAN: 9780199296651
• ISBN: 978-0-19-929665-1
• No. of pages: 434
• Subjects: Social sciences, law, business > Law > International law, foreign law; England, Wales, BUSINESS & ECONOMICS / Finance / General, LAW / Civil Procedure, LAW / Commercial / General, BUSINESS & ECONOMICS / Industries / Service, LAW / Business & Financial, LAW / Litigation, Commercial law, Financial services industry, Hospitality and service industries, Financial services law and regulation, Finance and the finance industry, Civil procedure, litigation & dispute resolution, Financial services law & regulation, Wales / Cymru