Risk, Regulation, and Investor Protection - The Case of Investment Management

Zusatztext 'the collation of data and information is useful'D.H. Gowland, Economic Journal (December 1990) Klappentext This unique authoritative study of the investment management business focuses on the use of capital requirements for investment managers as a means of investor protection. Zusammenfassung An authoritative study of the investment management business, focusing on the use of capital requirements for investment managers as a means of investor protection. This report was commissioned by the Investment Management Regulatory Organization. Inhaltsverzeichnis Terms of reference; Summary of main recommendations; Introduction; The investment management business; Risks in the investment management business; Appendix 1 Survey of investment managers; Appendix 2 A simple method of operating and financial risk; A recent history of fraud and financial distress in the investment management literature; A survey of the literature; Market failures and investor protection; Capital requirements in the UK and US; Appendix: The determination of optimal capital requirements for investment managers; Conclusions and recommendations; Glossary of terms

Product details

• Authors: Julian Franks, Julian (Professor of Economics Franks, Julian Mayer Franks, Julian Ralph Mayer Franks, Franks Julian, Colin Mayer, Mayer Colin
• Publisher: Oxford University Press
• Languages: English
• Product format: Hardback
• Released: 18.01.1990
• EAN: 9780198233152
• ISBN: 978-0-19-823315-2
• No. of pages: 240
• Subjects: Social sciences, law, business > Business > Business administration; Business & Economics / Investments & Securities / General, United Kingdom, Great Britain, Investment & securities, Investment and securities