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Informationen zum Autor Dr. Sean Cleary, Ph.D., CFA, is BMO Professor of Finance and Director of the Master of Finance program at Queen's School of Business, Queen's University. Dr. Cleary holds a Ph.D. in finance from the University of Toronto, and an MBA. He is a Chartered Financial Analyst (CFA) charter holder and a former Board member of both the Toronto CFA Society and the Atlantic Canada CFA Society. He has completed the Professional Financial Planning Course (PFPC), the Canadian Securities Course (CSC), as well as the Investment Funds Institute of Canada (IFIC) Mutual Fund Course. He has been on the faculty at St. Mary's University and the Schulich School of Business, York University, and has taught preparation courses for the Canadian Securities Exam. Dr. Cleary has published numerous articles in the Journal of Finance , the Journal of Financial and Quantitative Analysis , Financial Management , the Journal of Banking and Finance , the Journal of Multinational Financial Management , the Journal of Financial Research , the International Journal of Managerial Finance , the Canadian Investment Review , and the Canadian Journal of Administrative Sciences . He is co-author of the first three editions of Introduction to Corporate Finance (Wiley, 2007, 2010, 2013), as well as numerous other finance textbooks. Klappentext A concise and practical guide to preparing for the Canadian Securities ExamFor anyone dreaming of a career in the Canadian finance industry, whether in banking, brokerage, financial planning, or mutual funds, passing the Canadian Securities Exam is the first step on the path to success. But there's a lot of material to know and almost everyone needs a helping hand. Thankfully, the Canadian Securities Exam Fast-Track Study Guide is the perfect quick-review tool covering all the basics you need to know. It includes "quick hits" of the key points in language that's straightforward and easy to understand. Fully updated to cover the latest topics added to the CSC curriculum, this is the perfect study guide for staying cool under pressure and getting the best score you can. An ideal way to prepare for the Canadian Securities Exam, this handy guide will have you fully prepped and ready to go in no time flat.* An affordable, compact study guide that simply summarizes must-know information* Features 400 sample questions, including multiple choice chapter review questions and two full practice exams, as well as cross-referencing to the CSC textbook* Written by a professor of finance and the Director of the Master of Management in Finance program at Queen's School of Business, Queen's University* Ideal for finance students who need a quick review of the vital information they need to pass the Canadian Securities Exam Zusammenfassung A concise and practical guide to preparing for the Canadian Securities Exam For anyone dreaming of a career in the Canadian finance industry, whether in banking, brokerage, financial planning, or mutual funds, passing the Canadian Securities Exam is the first step on the path to success. Inhaltsverzeichnis Acknowledgements vi Introduction: How to Use this Book vii Chapter 1: The Capital Market 1 Introduction 1 Suppliers and Users of Investment Capital 1 The Role of Financial Instruments 4 Financial Markets 5 Chapter 1 Review Questions 8 Chapter 2: The Canadian Securities Industry 11 An Overview of the Canadian Securities Industry 11 The Role of Financial Intermediaries 11 The Canadian Securities Industry 12 Chartered Banks 14 Other Intermediaries 16 Chapter 2 Review Questions 18 Chapter 3: The Canadian Regulatory Environment 21 Regulatory Organizations 21 Arbitration 24 Regulation and Investor Protection 24 The Ethic...
